GMG Brokers Ltd

Watch for changes

FRN: 497432
Date authorised: 1 April 2013
Companies House: 06775037
Last scraped: 2 weeks ago

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Augustine House, 2nd Floor

6a Austin Friars

London

City Of London

EC2N 2HA

UNITED KINGDOM

Phone

+442038737494

Web

https://www.gmg-brokers.com
Complaints Contact

G M G Brokers Ltd

Augustine House 2nd Floor

6a Austin Friars

London

City Of London

EC2N 2HA

UNITED KINGDOM

Phone

+4402038737495

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Eligible Counterparty, Professional
Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Polina Volyntseva
IRN PXV01200
- [FCA CF] Client dealing (since 8 Jan 2021)
Ralph Kechichian
IRN RXK00519
- [FCA CF] Client dealing (28 Mar 2025 to 14 Jul 2025)
Raphael Rochon
IRN RXR01440
- CF30 Customer (14 Apr 2010 to 3 May 2011)
Remi Daniel Andre Rafoni
IRN RXR01112
- CF30 Customer (21 Aug 2012 to 3 May 2013)
Richard Henry Wilkinson
IRN RHW01048
- CF30 Customer (29 Oct 2010 to 25 Oct 2012)
Richard Ian Wolman
IRN RIW01029
- CF2 Non Executive Director (11 May 2010 to 29 Mar 2013)
Richard henry john Harris
IRN RHH01047
- SMF3 Executive Director (since 27 Apr 2023)
Robert Cribb
IRN REC01057
- CF30 Customer (20 May 2019 to 8 Dec 2019)
Sadek Amine Hassani
IRN AXH01868
- CF30 Customer (21 Mar 2011 to 20 Jan 2014)
Sanjay Sridhar
IRN SXS02174
- CF30 Customer (4 Feb 2014 to 30 Apr 2014)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Ana Loncar (no longer appointed)
FRN 972116 · Appointed 15 Mar 2022 · Until 10 Oct 2022
EVGENI RUDMAN (no longer appointed)
FRN 926386 · Appointed 19 May 2020 · Until 10 Oct 2022
Anton Morozov (no longer appointed)
FRN 925512 · Appointed 1 May 2020 · Until 10 Oct 2022
LEAP Energy Ltd (no longer appointed)
FRN 589484 · Appointed 9 Oct 2012 · Until 26 Jun 2013
GETAMAX Ltd (no longer appointed)
FRN 563811 · Appointed 2 Sep 2011 · Until 10 Oct 2012
Wall Consulting Ltd (no longer appointed)
FRN 554451 · Appointed 28 Jun 2011 · Until 10 Feb 2012

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.