GMG Brokers Ltd

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FRN: 497432
Date authorised: 1 April 2013
Companies House: 06775037
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Augustine House, 2nd Floor

6a Austin Friars

London

City Of London

EC2N 2HA

UNITED KINGDOM

Phone

+442038737494

Web

https://www.gmg-brokers.com
Complaints Contact

G M G Brokers Ltd

Augustine House 2nd Floor

6a Austin Friars

London

City Of London

EC2N 2HA

UNITED KINGDOM

Phone

+4402038737495

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Eligible Counterparty, Professional
Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Semjons Hazanovs
IRN SXH13993
- [FCA CF] Client dealing (since 25 Feb 2026)
Simon Gadd
IRN SXG01833
- CF30 Customer (25 Oct 2012 to 26 Jun 2013)
Simon Walter Temple
IRN SWT01052
- CF10 Compliance Oversight (9 Aug 2016 to 9 Jan 2019)
Simon West
IRN SXW01286
- CF30 Customer (19 Sep 2011 to 17 Oct 2011)
Stephen David Tunstall
IRN SXT00598
- [FCA CF] Client dealing (since 11 Sep 2023)
Stuart Yorke
IRN SBY01001
- CF30 Customer (1 Jul 2019 to 8 Dec 2019)
Thando Vokwana
IRN TXV00067
- [FCA CF] Client dealing (since 22 Sep 2025)
Thibaut Cyril Antoine Farrugia de Candia
IRN TCF00015
- CF30 Customer (24 Aug 2011 to 10 Feb 2012)
Timothy Anthony Graham Lucas
IRN TAL01020
- [FCA CF] Client dealing (1 Jul 2022 to 11 Nov 2022)
Umut Sasoglu
IRN UXS01065
- [FCA CF] Client dealing (3 Oct 2024 to 14 Feb 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Ana Loncar (no longer appointed)
FRN 972116 · Appointed 15 Mar 2022 · Until 10 Oct 2022
EVGENI RUDMAN (no longer appointed)
FRN 926386 · Appointed 19 May 2020 · Until 10 Oct 2022
Anton Morozov (no longer appointed)
FRN 925512 · Appointed 1 May 2020 · Until 10 Oct 2022
LEAP Energy Ltd (no longer appointed)
FRN 589484 · Appointed 9 Oct 2012 · Until 26 Jun 2013
GETAMAX Ltd (no longer appointed)
FRN 563811 · Appointed 2 Sep 2011 · Until 10 Oct 2012
Wall Consulting Ltd (no longer appointed)
FRN 554451 · Appointed 28 Jun 2011 · Until 10 Feb 2012

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.