Umut Sasoglu

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

King & Shaxson Limited
FRN 179213
- [FCA CF] Client dealing (since 1 Oct 2025)
GMG Brokers Ltd (no longer approved here)
FRN 497432
- [FCA CF] Client dealing (3 Oct 2024 to 14 Feb 2025)
Royal Bank of Canada (no longer approved here)
FRN 124783
- [FCA CF] Client dealing (2 Jan 2020 to 31 Aug 2021)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF30 Customer (4 Jun 2010 to 8 Nov 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.