Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GMG Brokers Ltd (no longer approved here)

    FRN 497432

    • [FCA CF] Client dealing (1 Jul 2022 to 11 Nov 2022)
  • Tradition (UK) Limited (no longer approved here)

    FRN 139200

    • [FCA CF] Client dealing (10 Mar 2021 to 11 Mar 2022)
    • CF30 Customer (13 Sep 2019 to 8 Dec 2019)
  • TFS Derivatives Limited (no longer approved here)

    FRN 197244

    • [FCA CF] Client dealing (10 Mar 2021 to 11 Mar 2022)
  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • CF30 Customer (28 Feb 2013 to 22 Feb 2016)
  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.