Raphael Rochon

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (30 Apr 2020 to 26 Feb 2021)
    • [FCA CF] Client dealing (1 Feb 2017 to 26 Feb 2021)
    • CF30 Customer (20 Jul 2011 to 6 Mar 2016)
  • GMG Brokers Ltd (no longer approved here)

    FRN 497432

    • CF30 Customer (14 Apr 2010 to 3 May 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.