Oliver Cierpka

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

TP ICAP E&C Limited (no longer approved here)
FRN 146880
- [FCA CF] Client dealing (31 Mar 2020 to 1 Sep 2022)
TFS Derivatives Limited (no longer approved here)
FRN 197244
- CF30 Customer (27 Feb 2017 to 6 Apr 2019)
Tradition (UK) Limited (no longer approved here)
FRN 139200
- CF30 Customer (11 Mar 2016 to 6 Apr 2019)
GMG Brokers Ltd (no longer approved here)
FRN 497432
- CF30 Customer (5 Sep 2013 to 21 Nov 2014)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF30 Customer (3 Aug 2012 to 19 Aug 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.