Date authorised
1 April 2013
Companies House
OC307522
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5th Floor, The Grange,
    100 High Street
    London
    Southgate
    N14 6BN
    UNITED KINGDOM
    Phone
    +442070168050
  • Complaints Contact

    5th Floor, The Grange
    100 High Street
    London
    Southgate
    N14 6BN
    UNITED KINGDOM
    Phone
    +442070168050

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Peter Laurence Cass

    IRN JPC01107

    • CF30 Customer (19 Aug 2013 to 15 Nov 2013)
  • Kanishk Walia

    IRN KXW01452

    • CF30 Customer (10 May 2012 to 28 Sep 2012)
  • Kevin Joseph Berry

    IRN KJB01152

    • CF30 Customer (24 Nov 2008 to 7 Jun 2013)
  • Kunal Gujadhur

    IRN KXG01378

    • CF30 Customer (10 May 2012 to 14 Dec 2012)
  • Lindsay Anne Harms

    IRN LAH01064

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (31 Aug 2004 to 8 Dec 2019)
  • Maja Spalevic

    IRN MXS00866

    • SMF27 Partner (since 11 Feb 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 11 Feb 2022)
    • SMF16 Compliance Oversight (since 11 Feb 2022)
  • Mark Wlliam Bruce Harms

    IRN MWH01041

    • SMF9 Chair of the Governing Body (since 14 Oct 2020)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 7 Jan 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 7 Jan 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF13 Finance (2 Nov 2004 to 20 Dec 2004)
    • CF4 Partner (31 Aug 2004 to 8 Dec 2019)
    • CF3 Chief Executive (31 Aug 2004 to 8 Dec 2019)
    • CF10 Compliance Oversight (31 Aug 2004 to 4 Feb 2011)
    • CF23 Corporate Finance Adviser (31 Aug 2004 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (31 Aug 2004 to 20 Mar 2009)
    • CF8 Apportionment and Oversight (31 Aug 2004 to 31 Oct 2007)
  • Matilde Attolico

    IRN MXA01218

    • CF4 Partner (AR) (2 Nov 2009 to 31 Mar 2010)
    • CF30 Customer (2 Nov 2009 to 31 Mar 2010)
  • Mervyn David Metcalf

    IRN MDM01063

    • CF11 Money Laundering Reporting (20 Mar 2009 to 4 Feb 2011)
    • CF4 Partner (30 Jan 2009 to 1 Jun 2012)
    • CF30 Customer (30 Jan 2009 to 8 Jun 2012)
  • Michael Petschler

    IRN MXP01780

    • SMF27 Partner (10 Feb 2022 to 25 Apr 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 25 Apr 2023)
    • CF30 Customer (2 Sep 2008 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.