Date authorised
1 April 2013
Companies House
OC307522
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5th Floor, The Grange,
    100 High Street
    London
    Southgate
    N14 6BN
    UNITED KINGDOM
    Phone
    +442070168050
  • Complaints Contact

    5th Floor, The Grange
    100 High Street
    London
    Southgate
    N14 6BN
    UNITED KINGDOM
    Phone
    +442070168050

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paul Richardson

    IRN PXR01276

    • CF30 Customer (1 Nov 2007 to 1 Jul 2009)
    • CF23 Corporate Finance Adviser (22 Apr 2005 to 31 Oct 2007)
  • Paul Thomas Goodwin

    IRN PTG01029

    • CF23 Corporate Finance Adviser (30 Nov 2005 to 31 Mar 2006)
  • Ravi Aujla

    IRN AXR01996

    • CF30 Customer (19 Oct 2010 to 26 Jul 2013)
  • Robert Lee Berner

    IRN RLB01145

    • SMF27 Partner (4 Feb 2022 to 25 Apr 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 25 Apr 2023)
    • CF30 Customer (6 Jun 2018 to 8 Dec 2019)
  • Robert Louis Decker

    IRN RXD01329

    • CF30 Customer (1 Nov 2007 to 12 Apr 2013)
    • CF28 Systems and controls (1 Nov 2007 to 12 Apr 2013)
    • CF23 Corporate Finance Adviser (19 Jan 2005 to 31 Oct 2007)
    • CF13 Finance (19 Jan 2005 to 31 Oct 2007)
    • CF4 Partner (31 Aug 2004 to 31 Mar 2019)
  • Sehr Ahmad

    IRN SXA01179

    • CF23 Corporate Finance Adviser (31 Aug 2004 to 30 Apr 2007)
  • Simon Peter John Dunn

    IRN SPD01057

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (25 Jul 2016 to 8 Dec 2019)
  • Sonya Lam

    IRN SXL02178

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (26 May 2017 to 8 Dec 2019)
  • Thomas Bowry-Blum

    IRN TXB01450

    • CF30 Customer (6 Sep 2013 to 31 Mar 2017)
  • Thomas Hugh Griffiths

    IRN THG01016

    • SMF27 Partner (since 4 Feb 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (18 Feb 2015 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.