Simon Peter John Dunn

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Global Leisure Partners LLP
FRN 400865
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (25 Jul 2016 to 8 Dec 2019)
Sturgeon Ventures LLP (no longer approved here)
FRN 452811
- CF30 Customer (8 Dec 2015 to 1 Apr 2020)
Stout Park Ltd (no longer approved here)
FRN 621662
- Employed By (8 Dec 2015 to 1 Apr 2020)
Arma Partners LLP (no longer approved here)
FRN 454270
- CF30 Customer (4 Apr 2013 to 31 Mar 2014)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF30 Customer (1 Aug 2011 to 14 Sep 2012)
Panmure Liberum Capital Limited (no longer approved here)
FRN 465050
- CF30 Customer (13 Nov 2009 to 22 Jul 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.