James Peter Laurence Cass

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cooperatieve Rabobank U.A. (no longer approved here)

    FRN 171596

    • [FCA CF] Manager of certification employee (6 Mar 2019 to 28 Feb 2023)
    • [FCA CF] Client dealing (7 Mar 2016 to 28 Feb 2023)
    • CF30 Customer (18 Nov 2013 to 6 Mar 2016)
  • Global Leisure Partners LLP (no longer approved here)

    FRN 400865

    • CF30 Customer (19 Aug 2013 to 15 Nov 2013)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 4 Sep 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.