Mark Wlliam Bruce Harms

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Global Leisure Partners LLP

    FRN 400865

    • SMF9 Chair of the Governing Body (since 14 Oct 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 7 Jan 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 7 Jan 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF13 Finance (2 Nov 2004 to 20 Dec 2004)
    • CF4 Partner (31 Aug 2004 to 8 Dec 2019)
    • CF10 Compliance Oversight (31 Aug 2004 to 4 Feb 2011)
    • CF11 Money Laundering Reporting (31 Aug 2004 to 20 Mar 2009)
    • CF23 Corporate Finance Adviser (31 Aug 2004 to 31 Oct 2007)
    • CF3 Chief Executive (31 Aug 2004 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (31 Aug 2004 to 31 Oct 2007)
  • Canadian Imperial Bank of Commerce (no longer approved here)

    FRN 141285

    • CF23 Corporate Finance Adviser (29 Aug 2002 to 30 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.