Gleacher Shacklock LLP

Date authorised
1 April 2013
Companies House
OC302047
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3rd Floor, Cleveland House
    33 King Street
    London
    London
    SW1Y 6RJ
    UNITED KINGDOM
    Phone
    +4402074841150
    Web
    https://www.gleachershacklock.com

  • Complaints Contact

    3rd Floor, Cleveland House
    33 King Street
    London
    London
    SW1Y 6RJ
    UNITED KINGDOM
    Phone
    +4402074841150

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Keith Andrew Lawrence

    IRN KAL01040

    • CF4 Partner (16 Feb 2010 to 19 Apr 2011)
    • CF30 Customer (9 Sep 2008 to 19 Apr 2011)
  • Kelvin Jiteng Xu

    IRN KJX01000

    • CF30 Customer (20 Apr 2016 to 30 Sep 2016)
  • Kieran Francis Murphy

    IRN KFM01013

    • CF30 Customer (1 Nov 2007 to 1 Jan 2016)
    • CF21 Investment Adviser (5 Aug 2004 to 31 Oct 2007)
    • CF4 Partner (5 Aug 2004 to 1 Jan 2016)
  • Laurence Justin Dowley

    IRN LJD01023

    • CF4 Partner (7 Nov 2002 to 7 Feb 2003)
    • CF21 Investment Adviser (7 Nov 2002 to 7 Feb 2003)
  • Lee Joseph Yeomans

    IRN LJY01006

    • CF30 Customer (1 Nov 2007 to 18 Jul 2008)
    • CF23 Corporate Finance Adviser (5 Dec 2006 to 31 Oct 2007)
  • Levent Ismail

    IRN LXI01070

    • [FCA CF] Client dealing (12 Mar 2021 to 6 Jul 2022)
    • CF30 Customer (30 May 2018 to 8 Dec 2019)
  • Lewis Mark Robinson

    IRN LMR01059

    • [FCA CF] Client dealing (since 12 Mar 2021)
    • CF4 Partner (30 Aug 2018 to 4 Nov 2019)
    • CF30 Customer (14 Jul 2014 to 8 Dec 2019)
  • Lucy Elizabeth Adams

    IRN LEA01018

    • CF30 Customer (22 Aug 2013 to 28 Apr 2014)
  • Malcolm David Roberts

    IRN MDR01074

    • CF4 Partner (31 Jul 2017 to 13 Nov 2019)
    • CF30 Customer (1 Nov 2007 to 13 Nov 2019)
    • CF21 Investment Adviser (2 Aug 2004 to 31 Oct 2007)
  • Manjit Wolstenholme

    IRN MXB01376

    • CF23 Corporate Finance Adviser (30 Jun 2004 to 31 Jul 2007)
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Recent activity

Updates to this firm's record on the FCA register.

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