Date authorised
1 April 2013
Companies House
OC302047
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3rd Floor, Cleveland House
    33 King Street
    London
    London
    SW1Y 6RJ
    UNITED KINGDOM
    Phone
    +4402074841150
  • Complaints Contact

    3rd Floor, Cleveland House
    33 King Street
    London
    London
    SW1Y 6RJ
    UNITED KINGDOM
    Phone
    +4402074841150

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Marcos Gabriel Elvira

    IRN MGE01029

    • CF30 Customer (11 Feb 2010 to 30 Jul 2014)
  • Mariya Lysenko

    IRN MXL00742

    • [FCA CF] Client dealing (since 31 Mar 2025)
  • Mark Patrick Hammond

    IRN MPH01060

    • CF30 Customer (1 Nov 2007 to 18 Jul 2017)
    • CF4 Partner (19 Jul 2006 to 5 Apr 2017)
    • CF23 Corporate Finance Adviser (19 Jul 2006 to 31 Oct 2007)
  • Marko Nizetic

    IRN MXN01917

    • [FCA CF] Client dealing (12 Mar 2021 to 13 Jun 2022)
    • CF30 Customer (20 Aug 2018 to 8 Dec 2019)
  • Martin Neil Max Falkner

    IRN MNF01004

    • [FCA CF] Client dealing (since 12 Mar 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (3 Mar 2004 to 31 Oct 2007)
    • CF4 Partner (3 Mar 2004 to 8 Dec 2019)
  • Matthew Kenneth Ryan

    IRN MKR01018

    • CF23 Corporate Finance Adviser (7 Nov 2002 to 11 Mar 2005)
  • Maxime Jean G Pirotte

    IRN MXP00292

    • [FCA CF] Client dealing (3 Apr 2023 to 6 Oct 2023)
  • Mehar Singh Sethi

    IRN MXS18212

    • CF30 Customer (7 Aug 2019 to 8 Dec 2019)
  • Michael Loudon

    IRN MXL01646

    • CF4 Partner (10 Nov 2011 to 7 Nov 2016)
    • CF30 Customer (1 Nov 2007 to 7 Nov 2016)
    • CF23 Corporate Finance Adviser (18 May 2007 to 31 Oct 2007)
  • Michael Pescod

    IRN MXP01365

    • CF23 Corporate Finance Adviser (7 Nov 2002 to 7 Feb 2003)
    • CF4 Partner (7 Nov 2002 to 7 Feb 2003)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.