Gleacher Shacklock LLP

• Principal Place of Business

  3rd Floor, Cleveland House

  33 King Street

  London

  London

  SW1Y 6RJ

  UNITED KINGDOM

  Phone

  +4402074841150

  Web

  https://www.gleachershacklock.com

• Complaints Contact

  3rd Floor, Cleveland House

  33 King Street

  London

  London

  SW1Y 6RJ

  UNITED KINGDOM

  Phone

  +4402074841150

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Michael Robert Grayer

  IRN MRG01068

  • [FCA CF] Client dealing (12 Mar 2021 to 31 Mar 2025)
  • SMF27 Partner (9 Dec 2019 to 26 Mar 2025)
  • CF4 Partner (19 Aug 2015 to 8 Dec 2019)
  • CF30 Customer (6 Jul 2015 to 8 Dec 2019)
• Muhsen Altaf Syed

  IRN MAS01350

  • CF23 Corporate Finance Adviser (17 Mar 2006 to 31 Jul 2007)
• Nathan William Watts

  IRN NXW00423

  • [FCA CF] Client dealing (since 1 Apr 2026)
• Nicholas James Tang

  IRN NXT22663

  • CF30 Customer (29 Oct 2019 to 8 Dec 2019)
• Nick Papangelis

  IRN NXP01143

  • CF23 Corporate Finance Adviser (7 Nov 2002 to 16 Jun 2003)
• Nigel Geoffrey Gordon Binks

  IRN NGB01022

  • [FCA CF] Client dealing (12 Mar 2021 to 20 May 2024)
  • [FCA CF] Manager of certification employee (12 Mar 2021 to 10 Dec 2024)
  • [FCA CF] Significant management (12 Mar 2021 to 10 Dec 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 4 Dec 2024)
  • SMF16 Compliance Oversight (9 Dec 2019 to 4 Dec 2024)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF4 Partner (1 Jun 2003 to 4 Nov 2019)
  • CF21 Investment Adviser (1 Jun 2003 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (1 Jun 2003 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Jun 2003 to 8 Dec 2019)
• Oliver Padovan

  IRN OXP00080

  • [FCA CF] Client dealing (since 31 Mar 2025)
• PETROS STYLIANIDES

  IRN PXS01372

  • [FCA CF] Significant management (since 26 Mar 2025)
  • [FCA CF] Client dealing (since 12 Apr 2021)
  • SMF27 Partner (22 May 2023 to 26 Mar 2025)
• PHILIPPE BEGIN

  IRN PXB00578

  • [FCA CF] Client dealing (since 3 Apr 2023)
• Paddy Goodlet

  IRN PRG01079

  • CF4 Partner (10 May 2012 to 25 Aug 2014)
  • CF30 Customer (21 Nov 2007 to 25 Aug 2014)

No changes recorded yet.