Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Gleacher Shacklock LLP (no longer approved here)

    FRN 211989

    • [FCA CF] Client dealing (12 Mar 2021 to 31 Mar 2025)
    • SMF27 Partner (9 Dec 2019 to 26 Mar 2025)
    • CF4 Partner (19 Aug 2015 to 8 Dec 2019)
    • CF30 Customer (6 Jul 2015 to 8 Dec 2019)
  • Lazard & Co., Limited (no longer approved here)

    FRN 114054

    • CF30 Customer (8 May 2008 to 12 Mar 2015)
  • GE Vernova Financial Services Limited (no longer approved here)

    FRN 194522

    • CF21 Investment Adviser (14 Oct 2003 to 1 Mar 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.