Laurence Justin Dowley

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ALPHA INSURANCE ANALYSTS LTD.

    FRN 467352

    • SMF9 Chair of the Governing Body (since 15 Dec 2022)
    • Director of firm who is not a certification employee or a SMF manager (since 25 Jan 2022)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (27 May 2010 to 31 Aug 2011)
  • Gleacher Shacklock LLP (no longer approved here)

    FRN 211989

    • CF21 Investment Adviser (7 Nov 2002 to 7 Feb 2003)
    • CF4 Partner (7 Nov 2002 to 7 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

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