Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Societe Generale (no longer approved here)

    FRN 124866

    • [FCA CF] Material risk taker (1 Jul 2016 to 31 Dec 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 31 Dec 2019)
    • CF30 Customer (27 Jun 2011 to 6 Mar 2016)
  • Gleacher Shacklock LLP (no longer approved here)

    FRN 211989

    • CF4 Partner (16 Feb 2010 to 19 Apr 2011)
    • CF30 Customer (9 Sep 2008 to 19 Apr 2011)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF21 Investment Adviser (1 Dec 2001 to 24 Apr 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.