Date authorised
1 April 2013
Companies House
OC302047
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3rd Floor, Cleveland House
    33 King Street
    London
    London
    SW1Y 6RJ
    UNITED KINGDOM
    Phone
    +4402074841150
  • Complaints Contact

    3rd Floor, Cleveland House
    33 King Street
    London
    London
    SW1Y 6RJ
    UNITED KINGDOM
    Phone
    +4402074841150

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Alastair Nigel Cameron

    IRN JAC01138

    • CF30 Customer (25 Oct 2010 to 5 Jan 2016)
  • John Anthony Craven

    IRN JAC01163

    • CF21 Investment Adviser (7 Nov 2002 to 25 Mar 2003)
    • CF4 Partner (7 Nov 2002 to 25 Mar 2003)
  • John Edmund Coughlan Dilger

    IRN JED01071

    • CF4 Partner (3 Aug 2012 to 28 Jan 2016)
    • CF30 Customer (20 Jun 2012 to 28 Jan 2016)
  • John Frederick Williams

    IRN JFW01049

    • CF30 Customer (1 Nov 2007 to 4 Feb 2013)
    • CF4 Partner (6 Nov 2006 to 31 Dec 2012)
    • CF21 Investment Adviser (6 Nov 2006 to 31 Oct 2007)
  • John Michael Kearney

    IRN JMK01050

    • CF4 Partner (16 Feb 2010 to 1 Mar 2011)
    • CF30 Customer (2 May 2008 to 1 Mar 2011)
  • Jonathan David Rein

    IRN JDR01067

    • CF23 Corporate Finance Adviser (7 Nov 2002 to 31 Jan 2003)
  • Jordan Paul Schlipf

    IRN JPS01211

    • CF30 Customer (1 Nov 2007 to 30 Sep 2008)
    • CF23 Corporate Finance Adviser (18 May 2007 to 31 Oct 2007)
  • Jordi Carreras Vilanova

    IRN JXC18211

    • [FCA CF] Client dealing (12 Mar 2021 to 12 Nov 2021)
    • CF30 Customer (7 Aug 2019 to 8 Dec 2019)
  • Justin Keith Holland

    IRN JKH01048

    • CF4 Partner (4 Aug 2011 to 31 Dec 2017)
    • CF30 Customer (29 Jul 2011 to 31 Dec 2017)
  • Karim Eid

    IRN KXE01226

    • CF30 Customer (25 May 2018 to 4 Nov 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.