Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 16 Oct 2025)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (17 May 2019 to 8 Dec 2019)
  • Gleacher Shacklock LLP (no longer approved here)

    FRN 211989

    • CF4 Partner (4 Aug 2011 to 31 Dec 2017)
    • CF30 Customer (29 Jul 2011 to 31 Dec 2017)
  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • CF30 Customer (12 Feb 2010 to 31 Jan 2011)
    • CF21 Investment Adviser (10 Aug 2004 to 26 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.