Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Daiwa Corporate Advisory Limited
FRN 175853
- [FCA CF] Material risk taker (since 16 Oct 2025)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (17 May 2019 to 8 Dec 2019)
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- CF4 Partner (4 Aug 2011 to 31 Dec 2017)
- CF30 Customer (29 Jul 2011 to 31 Dec 2017)
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- CF30 Customer (12 Feb 2010 to 31 Jan 2011)
- CF21 Investment Adviser (10 Aug 2004 to 26 Apr 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.