Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (25 Oct 2010 to 5 Jan 2016)
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- CF29 Significant management (1 Nov 2007 to 23 Feb 2009)
- CF30 Customer (1 Nov 2007 to 23 Feb 2009)
- CF1 Director (1 Mar 2006 to 13 Oct 2008)
- CF19 Significant Mgt (Financial Resources) (15 Sep 2003 to 31 Oct 2007)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
- CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 31 Oct 2007)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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- CF2 Non Executive Director (25 Sep 2003 to 30 Nov 2004)
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- CF2 Non Executive Director (6 Feb 2003 to 30 Nov 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.