Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Gleacher Shacklock LLP (no longer approved here)

    FRN 211989

    • CF30 Customer (25 Oct 2010 to 5 Jan 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF29 Significant management (1 Nov 2007 to 23 Feb 2009)
    • CF30 Customer (1 Nov 2007 to 23 Feb 2009)
    • CF1 Director (1 Mar 2006 to 13 Oct 2008)
    • CF19 Significant Mgt (Financial Resources) (15 Sep 2003 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Churchill Insurance Company Limited (no longer approved here)

    FRN 202727

    • CF2 Non Executive Director (25 Sep 2003 to 30 Nov 2004)
  • U K Insurance Limited (no longer approved here)

    FRN 202810

    • CF2 Non Executive Director (6 Feb 2003 to 30 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.