Date authorised
1 April 2013
Companies House
OC302047
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3rd Floor, Cleveland House
    33 King Street
    London
    London
    SW1Y 6RJ
    UNITED KINGDOM
    Phone
    +4402074841150
  • Complaints Contact

    3rd Floor, Cleveland House
    33 King Street
    London
    London
    SW1Y 6RJ
    UNITED KINGDOM
    Phone
    +4402074841150

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jagjit Richard Singh

    IRN JRS01222

    • [FCA CF] Client dealing (12 Mar 2021 to 2 Jul 2021)
    • SMF27 Partner (9 Dec 2019 to 30 Apr 2021)
    • CF4 Partner (10 May 2012 to 8 Dec 2019)
    • CF30 Customer (29 Feb 2012 to 8 Dec 2019)
  • James Peter Dawson

    IRN JPD01068

    • [FCA CF] Significant management (since 26 Mar 2025)
    • [FCA CF] Client dealing (since 12 Mar 2021)
    • SMF27 Partner (9 Dec 2019 to 26 Mar 2025)
    • CF4 Partner (25 Feb 2010 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (7 Nov 2002 to 31 Oct 2007)
  • James William Edward Sceales

    IRN JWS01138

    • CF4 Partner (24 Jul 2017 to 4 Nov 2019)
    • CF30 Customer (24 Jul 2017 to 8 Dec 2019)
  • Jamie Bolden

    IRN JDB01225

    • CF4 Partner (28 Nov 2011 to 4 Nov 2019)
    • CF30 Customer (11 Oct 2010 to 8 Dec 2019)
  • Jan Charles Sanders

    IRN JCS01128

    • [FCA CF] Significant management (since 26 Mar 2025)
    • [FCA CF] Client dealing (since 12 Mar 2021)
    • SMF27 Partner (9 Dec 2019 to 26 Mar 2025)
    • CF30 Customer (27 Apr 2016 to 8 Dec 2019)
    • CF4 Partner (27 Apr 2016 to 8 Dec 2019)
  • Jenny Yap

    IRN JXY01058

    • CF30 Customer (16 Nov 2007 to 18 Jul 2008)
  • Jeremy Ian MacAulay Hamilton

    IRN JIH01007

    • CF30 Customer (20 Jun 2012 to 5 Jan 2016)
  • Jeremy James Thomas Stamper

    IRN JJS01156

    • [FCA CF] Client dealing (since 12 Mar 2021)
    • CF30 Customer (29 Sep 2017 to 8 Dec 2019)
  • Jiehan Guo

    IRN JXG01789

    • CF4 Partner (19 Apr 2013 to 27 May 2016)
    • CF30 Customer (7 Feb 2013 to 27 May 2016)
  • Joao Vicente Goncalves Rosa

    IRN JVG01005

    • CF21 Investment Adviser (1 Mar 2004 to 27 May 2005)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.