Jagjit Richard Singh

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

PIPER SANDLER LTD.
FRN 191657
- 8. Giving personal recommendations on investments in the course of corporate finance business
- [FCA CF] Functions requiring qualifications (since 1 Jun 2021)
- [FCA CF] Manager of certification employee (since 1 Jun 2021)
Gleacher Shacklock LLP (no longer approved here)
FRN 211989
- [FCA CF] Client dealing (12 Mar 2021 to 2 Jul 2021)
- SMF27 Partner (9 Dec 2019 to 30 Apr 2021)
- CF4 Partner (10 May 2012 to 8 Dec 2019)
- CF30 Customer (29 Feb 2012 to 8 Dec 2019)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- CF30 Customer (1 Nov 2007 to 6 Dec 2011)
- CF23 Corporate Finance Adviser (20 Sep 2007 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.