Jiehan Guo

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CLSA (UK) (no longer approved here)

    FRN 140836

    • [FCA CF] Client dealing (9 Dec 2019 to 10 Jan 2020)
    • CF30 Customer (4 Aug 2016 to 8 Dec 2019)
  • Gleacher Shacklock LLP (no longer approved here)

    FRN 211989

    • CF4 Partner (19 Apr 2013 to 27 May 2016)
    • CF30 Customer (7 Feb 2013 to 27 May 2016)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (26 Oct 2011 to 8 Jan 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.