Gladstone Capital Management LLP

Date authorised
1 April 2013
Companies House
OC313671
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    24 Savile Row
    London
    W1S 2ES
    UNITED KINGDOM
    Phone
    +4402074084771
    Web
    https://gladstone-management.com

  • Complaints Contact

    24 Savile Row
    London
    W1S 2ES
    UNITED KINGDOM
    Phone
    +4402074084771

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jonathan Sedler

    IRN JXS02664

    • CF10 Compliance Oversight (2 Oct 2012 to 13 May 2013)
    • CF11 Money Laundering Reporting (2 Oct 2012 to 13 May 2013)
    • CF4 Partner (15 Aug 2012 to 13 May 2013)
    • CF30 Customer (1 Nov 2011 to 10 Jun 2013)
  • Justine Ayling

    IRN JXA01868

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF10 Compliance Oversight (22 Sep 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (22 Sep 2017 to 8 Dec 2019)
    • CF30 Customer (23 Jun 2014 to 8 Dec 2019)
  • Lewis John Christopher Danby

    IRN LJD01062

    • CF4 Partner (15 Aug 2012 to 10 Jun 2013)
    • CF30 Customer (10 Jul 2012 to 3 Feb 2014)
  • Martin Clive Collins

    IRN MCC01122

    • CF30 Customer (28 Jun 2013 to 22 Feb 2016)
  • Martin William Stapleton

    IRN MWS01040

    • SMF27 Partner (9 Dec 2019 to 11 Dec 2020)
    • CF4 Partner (6 Feb 2017 to 8 Dec 2019)
    • CF30 Customer (6 Feb 2017 to 8 Dec 2019)
  • Matthew Victor Wallis

    IRN MVW01014

    • SMF27 Partner (23 Mar 2021 to 31 Aug 2023)
  • Mohammed Shamis Khan

    IRN MSK01137

    • CF30 Customer (10 May 2016 to 29 Mar 2019)
  • Neil Robert Hobson

    IRN NRH01047

    • SMF27 Partner (9 Dec 2019 to 2 Oct 2025)
    • CF4 Partner (15 Sep 2017 to 8 Dec 2019)
    • CF30 Customer (15 Sep 2017 to 8 Dec 2019)
  • Nicolo Zanotto

    IRN NXZ01039

    • CF30 Customer (12 Feb 2016 to 31 Aug 2016)
  • Nikolaj Bertelsen

    IRN NXB01294

    • CF30 Customer (18 Mar 2010 to 23 Apr 2010)
    • CF4 Partner (18 Mar 2010 to 23 Apr 2010)
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Recent activity

Updates to this firm's record on the FCA register.

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