Matthew Victor Wallis

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Marshall Wace LLP
FRN 228531
- [FCA CF] Client dealing (since 29 Feb 2024)
Gladstone Capital Management LLP (no longer approved here)
FRN 434216
- SMF27 Partner (23 Mar 2021 to 31 Aug 2023)
Lancaster Investment Management LLP (no longer approved here)
FRN 472385
- CF30 Customer (10 Oct 2017 to 8 Dec 2019)
AKO Capital LLP (no longer approved here)
FRN 431687
- CF30 Customer (30 May 2014 to 5 May 2017)
- CF4 Partner (30 May 2014 to 19 May 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.