Date authorised
1 April 2013
Companies House
OC312612
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2nd Floor
    1 Newman Street
    London
    W1T 1PB
    UNITED KINGDOM
    Phone
    +4402070702400
  • Complaints Contact

    A K O Capital Llp
    1 Newman Street
    London
    Westminster
    W1T 1PB
    UNITED KINGDOM
    Phone
    +4402070702400

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • - AKO Capital Management Ltd

    IRN XXA01039

    • CF4 Partner (14 Jul 2005 to 9 Dec 2019)
  • . AKO Foundation Trading Limited

    IRN XXA01241

    • CF4 Partner (4 Jan 2013 to 1 Aug 2015)
  • . KAO Corporate Limited

    IRN XXK01051

    • CF4 Partner (20 Dec 2011 to 9 Dec 2019)
  • ADETOLA ALADE

    IRN AXA00219

    • [FCA CF] Client dealing (7 Sep 2020 to 19 Jan 2024)
  • Abdul Kadir Salemangi

    IRN AKS01079

    • CF30 Customer (1 Nov 2007 to 4 Apr 2008)
    • CF26 Customer Trading (24 Jul 2006 to 31 Oct 2007)
  • Alice Vanessa Ilse Newcombe-Ellis

    IRN AVN01002

    • CF4 Partner (9 Sep 2013 to 5 Jun 2015)
  • Andrew Dubin

    IRN AXD01985

    • [FCA CF] Manager of certification employee (since 15 Mar 2024)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (9 Dec 2019 to 31 Dec 2024)
    • CF30 Customer (3 Apr 2017 to 8 Dec 2019)
    • CF4 Partner (12 Sep 2011 to 8 Dec 2019)
  • Andrew John Tierney

    IRN AJT01173

    • [FCA CF] Material risk taker (since 9 Apr 2024)
    • [FCA CF] Manager of certification employee (since 15 Mar 2024)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF4 Partner (18 Sep 2014 to 9 Dec 2019)
  • Anetta Bestova

    IRN AXB01239

    • [FCA CF] Client dealing (3 Jan 2023 to 15 Aug 2024)
  • Angus John Lund

    IRN AJL01110

    • [FCA CF] Manager of certification employee (since 15 Mar 2024)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF4 Partner (14 Sep 2018 to 9 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.