Date authorised
1 April 2013
Companies House
OC312612
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2nd Floor
    1 Newman Street
    London
    W1T 1PB
    UNITED KINGDOM
    Phone
    +4402070702400
  • Complaints Contact

    A K O Capital Llp
    1 Newman Street
    London
    Westminster
    W1T 1PB
    UNITED KINGDOM
    Phone
    +4402070702400

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Anjam Saeed Ahmad

    IRN ASA01016

    • CF30 Customer (3 Dec 2007 to 24 Aug 2009)
    • CF4 Partner (3 Dec 2007 to 24 Sep 2009)
  • CATERINA PAOLAZI

    IRN CXP00162

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Christian Max Theodor Reinecke

    IRN CMR01109

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF4 Partner (1 Nov 2012 to 9 Dec 2019)
  • Christina Ryan

    IRN CXR00525

    • [FCA CF] Material risk taker (since 9 Apr 2024)
  • Daniel Hong

    IRN DXH00642

    • [FCA CF] Client dealing (3 Jan 2023 to 19 Jan 2024)
  • Daniel Lloyd Williams

    IRN DXW00679

    • [FCA CF] Client dealing (since 22 Jan 2024)
  • Daniil Butman

    IRN DXB23737

    • [FCA CF] Client dealing (since 3 Jan 2023)
  • David Matthew Woodburn

    IRN DMW01106

    • CF30 Customer (1 Nov 2007 to 30 Jul 2017)
    • CF28 Systems and controls (1 Nov 2007 to 30 Jul 2017)
    • CF13 Finance (14 Jul 2005 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (14 Jul 2005 to 1 Oct 2011)
    • CF10 Compliance Oversight (14 Jul 2005 to 1 Oct 2011)
    • CF26 Customer Trading (14 Jul 2005 to 31 Oct 2007)
    • CF4 Partner (14 Jul 2005 to 9 Dec 2019)
  • Dina Guirguis

    IRN DXG01671

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Jan 2024)
    • SMF16 Compliance Oversight (since 16 Jan 2024)
  • Dino Sadikovic

    IRN DXS02271

    • CF30 Customer (25 Jan 2016 to 1 Apr 2017)
    • CF4 Partner (22 Jun 2012 to 1 Apr 2017)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.