Mohammed Shamis Khan

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Windmill Hill Asset Management Limited
FRN 186883
- [FCA CF] Client dealing (since 1 Aug 2022)
JEFFERIES ASSET MANAGEMENT LIMITED (no longer approved here)
FRN 218270
- [FCA CF] Client dealing (1 Feb 2021 to 7 Jun 2021)
- CF30 Customer (26 Jun 2019 to 8 Dec 2019)
Gladstone Capital Management LLP (no longer approved here)
FRN 434216
- CF30 Customer (10 May 2016 to 29 Mar 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.