G.H. FINANCIALS LIMITED

Date authorised
1 April 2013
Companies House
02775278
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    St. Martin's House
    3 Priory Court
    Pilgrim Street
    London
    EC4V 6DE
    UNITED KINGDOM
    Phone
    +4402076536400
    Web
    https://www.ghfinancials.com

  • Complaints Contact

    St. Martin's House
    3 Priory Court
    Pilgrim Street
    London
    EC4V 6DE
    UNITED KINGDOM
    Phone
    +442076536402

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ralph Wright

    IRN REW01039

    • CF30 Customer (12 May 2014 to 14 Nov 2016)
  • Richard Andrew Berman

    IRN RAB01180

    • CF2 Non Executive Director (1 May 2012 to 30 Jun 2014)
  • Robert Levy

    IRN RML01109

    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 11 Aug 2023)
    • CF2 Non Executive Director (1 Dec 2015 to 8 Dec 2019)
  • Robin Simon Graham Oliver

    IRN RSO01007

    • SMF17 Money Laundering Reporting Officer (MLRO) (10 Aug 2023 to 28 Nov 2025)
    • SMF16 Compliance Oversight (10 Aug 2023 to 28 Nov 2025)
  • Russell Anthony Levens

    IRN RAL01066

    • CF30 Customer (25 Nov 2013 to 8 Dec 2019)
  • Shi Ning

    IRN SXN00219

    • SMF3 Executive Director (10 Nov 2023 to 31 May 2024)
    • SMF1 Chief Executive (28 Jun 2022 to 31 May 2024)
  • Simon Andrew Mathisen

    IRN SAM01178

    • CF10 Compliance Oversight (2 Jan 2014 to 2 Nov 2015)
  • Simon Colbon

    IRN SXC01325

    • CF1 Director (1 Dec 2001 to 24 Sep 2010)
  • Stasis Kyriacou

    IRN SXK01167

    • CF26 Customer Trading (1 Dec 2001 to 1 Jan 2005)
  • Steven Gerard Martin

    IRN SGM01051

    • CF1 Director (7 Jul 2014 to 30 Jun 2016)
    • CF29 Significant management (11 May 2012 to 30 Jun 2016)
    • CF30 Customer (11 May 2012 to 30 Jun 2016)
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Recent activity

Updates to this firm's record on the FCA register.

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