Richard Andrew Berman

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • G.H. FINANCIALS LIMITED (no longer approved here)

    FRN 161807

    • CF2 Non Executive Director (1 May 2012 to 30 Jun 2014)
  • SIGNET CAPITAL MANAGEMENT LIMITED (no longer approved here)

    FRN 222755

    • CF2 Non Executive Director (12 Jul 2010 to 11 Jan 2012)
    • CF30 Customer (1 Nov 2007 to 11 Jan 2012)
    • CF11 Money Laundering Reporting (1 Apr 2003 to 2 Jun 2011)
    • CF21 Investment Adviser (1 Apr 2003 to 31 Oct 2007)
    • CF27 Investment Management (1 Apr 2003 to 31 Oct 2007)
    • CF3 Chief Executive (1 Apr 2003 to 21 Oct 2009)
    • CF8 Apportionment and Oversight (1 Apr 2003 to 31 Oct 2007)
    • CF1 Director (1 Apr 2003 to 1 Jul 2010)
    • CF10 Compliance Oversight (1 Apr 2003 to 2 Jun 2011)

Recent activity

Updates to this individual's record on the FCA register.

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