G.H. FINANCIALS LIMITED

Date authorised
1 April 2013
Companies House
02775278
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    St. Martin's House
    3 Priory Court
    Pilgrim Street
    London
    EC4V 6DE
    UNITED KINGDOM
    Phone
    +4402076536400
    Web
    https://www.ghfinancials.com

  • Complaints Contact

    St. Martin's House
    3 Priory Court
    Pilgrim Street
    London
    EC4V 6DE
    UNITED KINGDOM
    Phone
    +442076536402

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Steven James Wilkins

    IRN SJW01219

    • CF30 Customer (14 Jul 2016 to 14 Nov 2016)
  • Tersia Tame

    IRN TXT01361

    • SMF16 Compliance Oversight (since 18 Feb 2026)
    • [FCA CF] Material risk taker (since 18 Feb 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 18 Feb 2026)
  • Timothy John Hudson

    IRN TJH01091

    • CF29 Significant management (21 Feb 2014 to 31 Jul 2015)
  • Tony Butcher

    IRN TXB01237

    • [FCA CF] Significant management (since 1 Nov 2022)
    • [FCA CF] Material risk taker (since 1 Nov 2022)
    • [FCA CF] Client dealing (1 Nov 2022 to 1 Nov 2022)
    • CF30 Customer (1 Mar 2012 to 8 Dec 2014)
    • CF26 Customer Trading (1 Feb 2004 to 31 Oct 2007)
  • Tony Lewer

    IRN TXL01062

    • CF26 Customer Trading (1 Dec 2001 to 1 Feb 2006)
  • Tracy Hetherington

    IRN TJH01068

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 3 Nov 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 3 Nov 2022)
    • CF11 Money Laundering Reporting (31 May 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Dec 2015 to 8 Dec 2019)
  • Trevor Martin Tanchel

    IRN TMT01012

    • CF21 Investment Adviser (1 Nov 2002 to 21 May 2004)
  • Tyler William Steeds

    IRN TWS01044

    • CF30 Customer (27 Mar 2018 to 8 Dec 2019)
  • Victoria Patricia Malin-Croll

    IRN VPM01006

    • CF30 Customer (1 Jul 2013 to 8 Dec 2014)
  • noil porter

    IRN NXP01190

    • CF10a CASS Oversight function (1 Oct 2011 to 22 Mar 2013)
    • CF1 Director (7 Sep 2010 to 28 Feb 2013)

Recent activity

Updates to this firm's record on the FCA register.

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