Steven James Wilkins

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

TJM Europe LLP (no longer approved here)
FRN 714756
- [FCA CF] Client dealing (9 Dec 2019 to 9 Sep 2022)
- SMF16 Compliance Oversight (9 Dec 2019 to 28 Dec 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 28 Dec 2022)
- CF11 Money Laundering Reporting (30 May 2019 to 8 Dec 2019)
- CF10 Compliance Oversight (30 May 2019 to 8 Dec 2019)
- CF30 Customer (28 Dec 2017 to 8 Dec 2019)
G.H. FINANCIALS LIMITED (no longer approved here)
FRN 161807
- CF30 Customer (14 Jul 2016 to 14 Nov 2016)
Societe Generale (no longer approved here)
FRN 124866
- CF30 Customer (31 Jul 2015 to 6 Mar 2016)
Societe Generale International Limited (no longer approved here)
FRN 538896
- CF30 Customer (19 Aug 2011 to 4 Aug 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.