Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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G.H. FINANCIALS LIMITED
FRN 161807
- SMF16 Compliance Oversight (since 18 Feb 2026)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 18 Feb 2026)
- [FCA CF] Material risk taker (since 18 Feb 2026)
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- CF1 Director (30 Sep 2015 to 21 Jul 2016)
- CF10 Compliance Oversight (30 Sep 2015 to 17 Aug 2018)
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- CF10 Compliance Oversight (24 May 2013 to 18 Dec 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.