Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 18 Feb 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 18 Feb 2026)
    • [FCA CF] Material risk taker (since 18 Feb 2026)
  • Kyte Broking Limited (no longer approved here)

    FRN 174863

    • CF1 Director (30 Sep 2015 to 21 Jul 2016)
    • CF10 Compliance Oversight (30 Sep 2015 to 17 Aug 2018)
  • R.J. O'Brien Limited (no longer approved here)

    FRN 114120

    • CF10 Compliance Oversight (24 May 2013 to 18 Dec 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.