GF Financial Markets (UK) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Milbank House1 Finsbury SquareLondonEC2A 1AEUNITED KINGDOM- Phone
- +442073301688
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Complaints Contact
Milbank House1 Finsbury SquareLondonEC2A 1AEUNITED KINGDOM- Phone
- +442073301581
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Holds Your Assets
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Paul James Hoare Gordon
IRN PJG01103
- CF21 Investment Adviser (1 Dec 2001 to 12 Nov 2002)
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Paul Michael Ellis
IRN PME01014
- CF21 Investment Adviser (23 Jan 2003 to 17 Nov 2003)
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Paul Raymond John Phillips
IRN PRP01058
- [FCA CF] Client dealing (9 Dec 2019 to 11 Mar 2022)
- CF30 Customer (1 Nov 2007 to 6 Nov 2009)
- CF21 Investment Adviser (18 Dec 2006 to 31 Oct 2007)
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Paul Robert Apps
IRN PRA01032
- CF21 Investment Adviser (22 Apr 2002 to 4 May 2007)
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Paul Sheridan Finster
IRN PSF01016
- CF21 Investment Adviser (2 Jun 2004 to 30 Jul 2004)
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Paul Temple
IRN PJT01115
- CF30 Customer (15 Dec 2010 to 31 Aug 2012)
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Paul Walker
IRN PAW01117
- CF21 Investment Adviser (1 Dec 2001 to 8 May 2006)
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Peggy Olde Bijvank
IRN PCO01020
- CF30 Customer (1 Nov 2007 to 31 Dec 2012)
- CF21 Investment Adviser (20 Oct 2005 to 31 Oct 2007)
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Peter Anthony Kelleher
IRN PAK01045
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Proprietary trader (since 9 Dec 2019)
- CF30 Customer (26 Feb 2014 to 8 Dec 2019)
- CF21 Investment Adviser (4 Jun 2007 to 31 Oct 2007)
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Peter George Andreas
IRN PGA01020
- CF21 Investment Adviser (1 Dec 2001 to 1 Oct 2007)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.