Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Sucden Financial Limited
FRN 114239
- [FCA CF] Proprietary trader (since 1 Nov 2023)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Material risk taker (9 Dec 2019 to 1 Jan 2022)
- CF30 Customer (14 Nov 2007 to 8 Apr 2016)
-
- CF30 Customer (16 May 2016 to 27 Nov 2017)
-
- CF21 Investment Adviser (1 Dec 2001 to 1 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.