Paul Raymond John Phillips

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

GF Financial Markets (UK) Limited (no longer approved here)
FRN 114237
- [FCA CF] Client dealing (9 Dec 2019 to 11 Mar 2022)
- CF30 Customer (1 Nov 2007 to 6 Nov 2009)
- CF21 Investment Adviser (18 Dec 2006 to 31 Oct 2007)
AMALGAMATED METAL TRADING LIMITED (no longer approved here)
FRN 113946
- CF30 Customer (2 Nov 2015 to 10 Dec 2018)
- CF21 Investment Adviser (8 Aug 2005 to 12 Dec 2006)
Societe Generale International Limited (no longer approved here)
FRN 538896
- CF30 Customer (19 Aug 2011 to 12 Sep 2015)
TP ICAP Markets Limited (no longer approved here)
FRN 124520
- CF30 Customer (10 Feb 2010 to 27 Jan 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.