GF Financial Markets (UK) Limited

Date authorised
1 April 2013
Companies House
01242631
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Milbank House
    1 Finsbury Square
    London
    EC2A 1AE
    UNITED KINGDOM
    Phone
    +442073301688
    Web
    https://www.gffm.com

  • Complaints Contact

    Milbank House
    1 Finsbury Square
    London
    EC2A 1AE
    UNITED KINGDOM
    Phone
    +442073301581

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Peter Joseph Edward Burnett

    IRN PJB01242

    • CF30 Customer (15 Sep 2014 to 28 Feb 2018)
  • Peter Lindsay Adams

    IRN PLA01010

    • CF28 Systems and controls (1 Nov 2007 to 22 Jun 2009)
    • CF15 Internal Audit (2 Mar 2007 to 31 Oct 2007)
  • Peter Stewart McKie

    IRN PSM01060

    • CF30 Customer (1 Nov 2007 to 28 Mar 2013)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Peter William Tuesley

    IRN PWT01023

    • CF30 Customer (1 Nov 2007 to 21 Feb 2012)
    • CF21 Investment Adviser (30 Jun 2003 to 31 Oct 2007)
  • Philippe Fricquegnon

    IRN PXF01236

    • CF1 Director (23 Jun 2006 to 15 Dec 2008)
    • CF2 Non Executive Director (11 Mar 2005 to 23 Jun 2006)
  • Pierre-Henri Denain

    IRN PXD01618

    • CF30 Customer (20 Nov 2009 to 23 Jul 2013)
    • CF1 Director (22 Sep 2009 to 23 Jul 2013)
  • Po Lam Hui

    IRN PXH00423

    • [FCA CF] Client dealing (since 2 Jul 2021)
  • Qi Liu

    IRN QXL13964

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (19 Apr 2019 to 8 Dec 2019)
  • Qiannan Wu

    IRN QXW01010

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (10 Jan 2014 to 8 Dec 2019)
  • Riccardo Vito Piero Piscopo

    IRN RVP01009

    • CF21 Investment Adviser (21 Jun 2002 to 24 Jun 2003)
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Recent activity

Updates to this firm's record on the FCA register.

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