Gen II Management Company (UK) Limited

Date authorised
1 April 2013
Companies House
05471541
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Gen II Services (UK) Ltd
    Broughton House 6-8
    Sackville Street
    Westminster
    London
    W1S 3DG
    UNITED KINGDOM
    Phone
    +442080733659

  • Complaints Contact

    Gen II Services (UK) Ltd
    Broughton House 6-8
    Sackville Street
    Westminster
    London
    W1S 3DG
    UNITED KINGDOM
    Phone
    +442080733659

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Debenture, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Credit Brokering

  • Stockbroking

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Limited to collective investment scheme activities only
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Limited to collective investment scheme activities only
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Limited to collective investment scheme activities only
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sean Joseph Dunne

    IRN SXD00416

    • CF30 Customer (24 Sep 2021 to 30 Jun 2025)
    • CF1 Director (AR) (24 Sep 2021 to 30 Jun 2025)
  • Simon Drewett

    IRN SDD01042

    • SMF3 Executive Director (9 Dec 2019 to 22 Sep 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 10 Oct 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (7 Mar 2007 to 8 Dec 2019)
    • CF27 Investment Management (26 Oct 2006 to 31 Oct 2007)
  • Stephen Paul Mitchell

    IRN SPM01147

    • SMF16 Compliance Oversight (since 9 Jan 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Jan 2023 to 1 Oct 2025)
  • Victoria Elizabeth Harvey

    IRN VXH00096

    • SMF3 Executive Director (since 10 Nov 2023)
  • William James Maunder Taylor

    IRN WJM01040

    • CF30 Customer (1 Nov 2007 to 1 May 2019)
    • CF10 Compliance Oversight (18 Nov 2005 to 1 May 2019)
    • CF11 Money Laundering Reporting (18 Nov 2005 to 1 May 2019)
    • CF1 Director (18 Nov 2005 to 1 May 2019)
    • CF3 Chief Executive (18 Nov 2005 to 1 May 2019)
    • CF8 Apportionment and Oversight (18 Nov 2005 to 31 Oct 2007)
    • CF27 Investment Management (18 Nov 2005 to 31 Oct 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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