Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Gen II Fund Services (UK) Limited (no longer approved here)

    FRN 146801

    • CF30 Customer (1 Nov 2007 to 1 May 2019)
    • CF10 Compliance Oversight (1 Dec 2001 to 1 May 2019)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF3 Chief Executive (1 Dec 2001 to 1 May 2019)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 1 May 2019)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 1 May 2019)
  • Gen II Management Company (UK) Limited (no longer approved here)

    FRN 438890

    • CF30 Customer (1 Nov 2007 to 1 May 2019)
    • CF8 Apportionment and Oversight (18 Nov 2005 to 31 Oct 2007)
    • CF1 Director (18 Nov 2005 to 1 May 2019)
    • CF10 Compliance Oversight (18 Nov 2005 to 1 May 2019)
    • CF11 Money Laundering Reporting (18 Nov 2005 to 1 May 2019)
    • CF27 Investment Management (18 Nov 2005 to 31 Oct 2007)
    • CF3 Chief Executive (18 Nov 2005 to 1 May 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.