GE Vernova Financial Services Limited

Date authorised
1 April 2013
Companies House
04053665
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    245 Hammersmith Road
    London
    W6 8PW
    UNITED KINGDOM
    Phone
    +447770815869

  • Complaints Contact

    245 Hammersmith Road
    London
    W6 8PW
    UNITED KINGDOM
    Phone
    +447770815869

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · The firm is limited to corporate finance business when advising retail clients
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Harald Huebl

    IRN HXH01062

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 27 Sep 2005)
  • Harry Philp

    IRN HXP01051

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 1 Sep 2003)
  • Hubert Esperon

    IRN HXE01032

    • CF23 Corporate Finance Adviser (3 Jul 2002 to 1 Mar 2005)
  • James Inglis

    IRN JRI00007

    • CF23 Corporate Finance Adviser (16 Jun 2004 to 1 Mar 2005)
  • James Sebastian Harper

    IRN JSH01091

    • CF23 Corporate Finance Adviser (3 Feb 2003 to 1 Mar 2005)
  • James Sebastian Sims

    IRN JSS01082

    • CF30 Customer (1 Nov 2007 to 1 Nov 2007)
    • CF1 Director (12 Aug 2005 to 15 Dec 2006)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
  • Jan Philipp Gensch

    IRN JPG01113

    • CF23 Corporate Finance Adviser (22 Nov 2006 to 31 Jul 2007)
  • Jeffery Wacker

    IRN JXW01801

    • CF23 Corporate Finance Adviser (2 Mar 2005 to 8 Mar 2005)
  • Jennifer Marie Buckley

    IRN JMB01291

    • CF30 Customer (1 Nov 2007 to 1 Nov 2007)
    • CF1 Director (26 Jul 2005 to 1 Nov 2007)
    • CF21 Investment Adviser (4 Dec 2003 to 31 Oct 2007)
  • Jens Martin Kildehoj Thomassen

    IRN JMT01088

    • CF21 Investment Adviser (15 Mar 2005 to 25 Jun 2007)
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Recent activity

Updates to this firm's record on the FCA register.

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