GE Vernova Financial Services Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
245 Hammersmith RoadLondonW6 8PWUNITED KINGDOM- Phone
- +447770815869
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Complaints Contact
245 Hammersmith RoadLondonW6 8PWUNITED KINGDOM- Phone
- +447770815869
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Eligible Counterparty, Professional, Retail (Investment)
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Investment Advice (no pensions)
For Commercial, Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 2 limitations Hide limitations
- · The firm is limited to corporate finance business when advising retail clients
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Insurance Admin
For Commercial, Non-investment insurance contracts
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Investment Setup
For Commercial, Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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John David Dewar
IRN JDD01092
- [FCA CF] Client dealing (1 Jan 2020 to 31 Dec 2023)
- CF30 Customer (2 Apr 2009 to 8 Dec 2019)
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John Nicholas Buller Curtis
IRN JNC01055
- CF30 Customer (5 Aug 2008 to 20 Mar 2009)
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John Volpe
IRN JXV01132
- CF23 Corporate Finance Adviser (4 Feb 2005 to 3 May 2005)
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Jonathan Michael Crowther
IRN JMC01158
- CF1 Director (8 Jan 2004 to 30 Apr 2004)
- CF13 Finance (1 Dec 2001 to 30 Apr 2004)
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Josephine Ford
IRN JJF01032
- CF23 Corporate Finance Adviser (20 Jul 2004 to 1 Mar 2005)
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Juan Ricardo Deambrosio Zas
IRN JRD01062
- CF21 Investment Adviser (1 Dec 2001 to 12 Dec 2002)
- CF1 Director (1 Dec 2001 to 12 Dec 2002)
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Julian Hantrais
IRN JXH01393
- CF21 Investment Adviser (1 Dec 2001 to 1 Mar 2005)
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Justin Staadecker
IRN JXS02050
- CF23 Corporate Finance Adviser (14 Feb 2005 to 1 Mar 2005)
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Kam Cheung
IRN KXC01188
- CF23 Corporate Finance Adviser (25 Nov 2003 to 17 Dec 2004)
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Karim El-Nagdy
IRN KXE00113
- [FCA CF] Client dealing (since 10 Apr 2023)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.