GE Vernova Financial Services Limited

• Principal Place of Business

  245 Hammersmith Road

  London

  W6 8PW

  UNITED KINGDOM

  Phone

  +447770815869

• Complaints Contact

  245 Hammersmith Road

  London

  W6 8PW

  UNITED KINGDOM

  Phone

  +447770815869

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · The firm is limited to corporate finance business when advising retail clients
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Non-investment insurance contracts

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Katarzyna Sienko

  IRN KXS00635

  • [FCA CF] Client dealing (12 Apr 2021 to 30 Apr 2025)
• Kelly Montanaro

  IRN KXM00455

  • SMF16 Compliance Oversight (24 May 2022 to 27 May 2024)
• Kenneth Goldsbrough

  IRN KXG01102

  • CF21 Investment Adviser (5 Oct 2004 to 1 Mar 2005)
• Kerri Erena Jane Mander

  IRN KEM01029

  • CF21 Investment Adviser (21 Jun 2004 to 1 Mar 2005)
• Krishna Prasad Madvesh

  IRN KXM00641

  • [FCA CF] Significant management (since 1 Apr 2021)
• Kristi Michele Flax

  IRN KMK01009

  • CF23 Corporate Finance Adviser (3 Nov 2004 to 1 Mar 2005)
• Leanne Waite

  IRN LXW01488

  • CF11 Money Laundering Reporting (28 Nov 2017 to 22 Nov 2018)
• Lorenzo Rossi

  IRN LXR01094

  • CF21 Investment Adviser (1 Dec 2001 to 12 Nov 2002)
  • CF23 Corporate Finance Adviser (1 Dec 2001 to 12 Nov 2002)
• Louis Joseph Reynolds

  IRN LJR01039

  • CF21 Investment Adviser (20 May 2004 to 1 Mar 2005)
• Luis Mayans

  IRN LXM01196

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 1 Mar 2005)

No changes recorded yet.