GE Vernova Financial Services Limited

• Principal Place of Business

  245 Hammersmith Road

  London

  W6 8PW

  UNITED KINGDOM

  Phone

  +447770815869

• Complaints Contact

  245 Hammersmith Road

  London

  W6 8PW

  UNITED KINGDOM

  Phone

  +447770815869

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · The firm is limited to corporate finance business when advising retail clients
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Non-investment insurance contracts

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Marc Kanzler

  IRN MXK01291

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 1 Mar 2005)
• Maria Cristina Bergomi

  IRN MXB01231

  • [FCA CF] Client dealing (since 1 Jan 2020)
• Maria Isabel Fernandez Niemann

  IRN MIF01015

  • CF30 Customer (1 Nov 2007 to 1 Nov 2007)
  • CF1 Director (22 Jun 2006 to 14 Jul 2009)
  • CF23 Corporate Finance Adviser (22 Jun 2006 to 31 Oct 2007)
• Marie-Caroline Suzanne Francis Ardant Bernard

  IRN MSA01067

  • CF23 Corporate Finance Adviser (15 Jul 2004 to 30 Sep 2004)
• Marissa Ayn Dineen

  IRN MAD01080

  • CF23 Corporate Finance Adviser (1 Apr 2002 to 1 Nov 2004)
• Mark Jonathan Horncastle

  IRN MJH01332

  • CF30 Customer (1 Nov 2007 to 1 Jan 2008)
  • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
• Mark Lane Brandt

  IRN MLB01055

  • CF30 Customer (1 Nov 2007 to 1 Nov 2007)
  • CF8 Apportionment and Oversight (22 Jul 2005 to 31 Oct 2007)
  • CF1 Director (29 Jan 2004 to 26 Feb 2008)
  • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
• Mark Pattison

  IRN MXP01303

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 30 Apr 2004)
• Mark Philip Muth

  IRN MPM01053

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 22 May 2002)
• Mark Richard Jones

  IRN MRJ01050

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 9 Mar 2007)

No changes recorded yet.