GE Vernova Financial Services Limited

Date authorised
1 April 2013
Companies House
04053665
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    245 Hammersmith Road
    London
    W6 8PW
    UNITED KINGDOM
    Phone
    +447770815869

  • Complaints Contact

    245 Hammersmith Road
    London
    W6 8PW
    UNITED KINGDOM
    Phone
    +447770815869

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · The firm is limited to corporate finance business when advising retail clients
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mark Roger Brenke

    IRN MRB01148

    • CF23 Corporate Finance Adviser (4 Feb 2003 to 19 Dec 2003)
  • Mark Russell Hanson

    IRN MRH01221

    • SMF3 Executive Director (9 Dec 2019 to 1 Sep 2020)
    • CF10 Compliance Oversight (22 Oct 2009 to 1 Aug 2015)
    • CF11 Money Laundering Reporting (22 Oct 2009 to 1 Aug 2015)
    • CF1 Director (27 Apr 2009 to 8 Dec 2019)
  • Mark Stieler

    IRN MXS01760

    • CF21 Investment Adviser (3 Aug 2004 to 6 Sep 2005)
  • Mark Thomas Duggan

    IRN MTD01017

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 10 May 2002)
  • Markus Best

    IRN MXB02116

    • CF30 Customer (1 Nov 2007 to 1 Nov 2007)
    • CF23 Corporate Finance Adviser (22 Dec 2004 to 13 Jan 2006)
  • Martina Peckova

    IRN MXP02866

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 24 May 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 24 May 2022)
    • CF11 Money Laundering Reporting (14 Jan 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (21 Dec 2017 to 8 Dec 2019)
  • Mary Fergusson

    IRN MXF01595

    • CF29 Significant management (1 Apr 2011 to 5 Aug 2015)
  • Maurice Allen Johnson

    IRN MAJ01071

    • CF23 Corporate Finance Adviser (20 Nov 2003 to 1 Mar 2005)
  • Maurice Benisty

    IRN MXB01445

    • CF21 Investment Adviser (20 Jan 2005 to 1 Mar 2005)
  • Maurizio Cavarai

    IRN MXC01483

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Dec 2004)
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Recent activity

Updates to this firm's record on the FCA register.

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