Louis Joseph Reynolds

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

CELF Advisors LLP
FRN 531016
- [FCA CF] Client dealing (since 29 Mar 2021)
- [FCA CF] Material risk taker (since 29 Mar 2021)
- CF4 Partner (5 May 2011 to 9 Dec 2019)
- CF30 Customer (12 Nov 2010 to 9 Dec 2019)
GE Vernova Financial Services Limited (no longer approved here)
FRN 194522
- CF21 Investment Adviser (20 May 2004 to 1 Mar 2005)
Santander Financial Services plc (no longer approved here)
FRN 146003
- CF21 Investment Adviser (1 Dec 2001 to 6 Jan 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.