Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Denham Capital Management (UK) LLP (no longer approved here)

    FRN 475546

    • CF10 Compliance Oversight (5 Sep 2013 to 4 Sep 2017)
    • CF11 Money Laundering Reporting (5 Sep 2013 to 4 Sep 2017)
    • CF30 Customer (23 Nov 2012 to 4 Sep 2017)
  • HgCapital LLP (no longer approved here)

    FRN 478870

    • CF30 Customer (26 Jan 2009 to 1 Nov 2012)
  • HG Pooled Management Limited (no longer approved here)

    FRN 122466

    • CF30 Customer (1 Nov 2007 to 1 Nov 2012)
    • CF27 Investment Management (14 Aug 2007 to 31 Oct 2007)
  • GE Vernova Financial Services Limited (no longer approved here)

    FRN 194522

    • CF21 Investment Adviser (15 Mar 2005 to 25 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.