Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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SMBC Bank International plc
FRN 223304
- [FCA CF] Manager of certification employee (since 1 Jul 2022)
- [FCA CF] Significant management (since 1 Jul 2022)
- [FCA CF] Material risk taker (since 1 Jun 2020)
- [PRA CF] Significant risk taker or Material risk taker (since 1 Jun 2020)
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- [FCA CF] Manager of certification employee (since 1 Jul 2022)
- [FCA CF] Significant management (since 1 Jul 2022)
- [PRA CF] Significant risk taker or Material risk taker (since 1 Jun 2020)
- [FCA CF] Material risk taker (since 1 Jun 2020)
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- CF23 Corporate Finance Adviser (16 Jun 2004 to 1 Mar 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.