GE Vernova Financial Services Limited

• Principal Place of Business

  245 Hammersmith Road

  London

  W6 8PW

  UNITED KINGDOM

  Phone

  +447770815869

• Complaints Contact

  245 Hammersmith Road

  London

  W6 8PW

  UNITED KINGDOM

  Phone

  +447770815869

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · The firm is limited to corporate finance business when advising retail clients
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Non-investment insurance contracts

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Neeraj Mehta

  IRN NXM01342

  • CF23 Corporate Finance Adviser (21 Feb 2005 to 1 Mar 2005)
• Nicholas Eli Joseph

  IRN NEJ00010

  • CF1 Director (22 Feb 2017 to 31 Dec 2017)
  • CF11 Money Laundering Reporting (28 Aug 2015 to 4 Dec 2017)
  • CF10 Compliance Oversight (28 Aug 2015 to 21 Dec 2017)
• Nicholas Murray

  IRN NXM00525

  • [FCA CF] Client dealing (since 2 Jan 2023)
• Nigel Ian Press

  IRN NIP01007

  • CF23 Corporate Finance Adviser (4 Jul 2002 to 31 Mar 2004)
• Nigel James Ward

  IRN NJW01122

  • CF13 Finance (16 Jun 2004 to 30 Sep 2005)
• Nigel Mark Walker

  IRN NMW01023

  • CF21 Investment Adviser (1 Dec 2001 to 17 Jan 2006)
• Patrick Selby

  IRN PXS00819

  • SMF16 Compliance Oversight (since 16 Oct 2024)
• Paul Abrahams

  IRN PMA01029

  • CF21 Investment Adviser (28 Sep 2004 to 1 Mar 2005)
• Paul Dominic James Wilson

  IRN PDW01060

  • CF21 Investment Adviser (6 Oct 2003 to 1 Apr 2005)
• Paulo-Filippo Lardera

  IRN PXL01132

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 8 Aug 2002)

No changes recorded yet.