Paul Abrahams

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Sumitomo Mitsui Banking Corporation, London Branch (no longer approved here)
FRN 769072
- [FCA CF] Material risk taker (9 Feb 2018 to 30 Jun 2024)
- [PRA CF] Significant risk taker or Material risk taker (9 Feb 2018 to 30 Jun 2024)
SMBC Bank International plc (no longer approved here)
FRN 223304
- [FCA CF] Material risk taker (7 Mar 2016 to 30 Jun 2024)
- [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 30 Jun 2024)
GE Vernova Financial Services Limited (no longer approved here)
FRN 194522
- CF21 Investment Adviser (28 Sep 2004 to 1 Mar 2005)
CREDIT SUISSE INTERNATIONAL (no longer approved here)
FRN 146702
- CF21 Investment Adviser (31 Oct 2002 to 10 Sep 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.