GE Vernova Financial Services Limited

Date authorised
1 April 2013
Companies House
04053665
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    245 Hammersmith Road
    London
    W6 8PW
    UNITED KINGDOM
    Phone
    +447770815869

  • Complaints Contact

    245 Hammersmith Road
    London
    W6 8PW
    UNITED KINGDOM
    Phone
    +447770815869

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · The firm is limited to corporate finance business when advising retail clients
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Peter Logan

    IRN PWL01037

    • CF10 Compliance Oversight (1 Dec 2001 to 25 Sep 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 25 Sep 2003)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 25 Sep 2003)
  • Philip Patrick Mulvihill

    IRN PXM01438

    • CF30 Customer (1 Nov 2007 to 1 Jan 2008)
    • CF21 Investment Adviser (25 Oct 2004 to 31 Oct 2007)
  • Porus Deboo

    IRN PXD00354

    • [FCA CF] Manager of certification employee (since 6 Sep 2021)
  • Raghuveer Kurada

    IRN RXK02018

    • SMF1 Chief Executive (11 Mar 2021 to 19 Apr 2021)
    • SMF3 Executive Director (9 Dec 2019 to 19 Apr 2021)
    • CF1 Director (5 Sep 2016 to 8 Dec 2019)
  • Rahul Nayar

    IRN RXN01082

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 24 Sep 2003)
  • Richard Guy Roberts

    IRN RGR01028

    • CF23 Corporate Finance Adviser (3 Mar 2004 to 16 Jan 2006)
  • Roland Fohn

    IRN RXF01181

    • CF23 Corporate Finance Adviser (4 Jul 2002 to 1 Mar 2005)
  • Samuel Armand Baillache

    IRN SAB01164

    • CF21 Investment Adviser (29 Jul 2004 to 1 Mar 2005)
  • Sandeep Kamat

    IRN SRK01019

    • CF1 Director (10 Jun 2003 to 15 Aug 2006)
    • CF8 Apportionment and Oversight (10 Jun 2003 to 30 Jun 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 1 Mar 2005)
  • Sandeep Vijay Pradhan

    IRN SVP01011

    • CF21 Investment Adviser (8 Dec 2004 to 1 Mar 2005)
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Recent activity

Updates to this firm's record on the FCA register.

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